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Under general supervision, utilizes knowledge and skills gained through education and experience to assist legal and compliance teams in performing internal review of pre-marketing and offering documents for municipal and non-profit financings. Supports transaction document review to ensure compliance with regulatory and internal policies, coordinates committee processes, and advances transactions through the pipeline. Verifies due diligence conducted by bankers, maintains documentation, and monitors compliance with firm policies. Has working knowledge of SEC, MSRB, and similar regulations.
Chicago preferred, other locations considered.
Travel: Infrequent, 5-10%. Salary: $70,000 - $75,000. Workstyle: Resident. Equal opportunity employer committed to diversity and inclusion.
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